Regulation Explained

probizxchange Regulation & License

probizxchange ltd. holds a Category 3 investment services License no. IS/56519 issued by the US Financial Services Authority (The UFSA).

Regulated by UFSA
US Financial Services Authority

The US Financial Services Authority UFSA is the single regulator for financial administrations in US. It was set up by exceptional Act of Parliament, the US Financial Services Authority Act, 1988 as revised in 1994 and 2002 taking over supervisory capacities recently completed by the Central Bank of US, the US Stock Exchange, and the US Financial Services Center. The Authority is a completely self-governing open foundation and reports to Parliament on a yearly premise.
MIFID Compliant
Markets in Financial Instruments Directive

probizxchange ltd. complies with the European Markets in Financial Instruments Directive (MiFID). MiFID provides a harmonized regulatory environment for investment services across the European Economic Area (EEA). The main objectives of the MiFID Directive are to enhance financial transparency, increase competition, and offer greater consumer protection in investment services.

Use of logos of any financial regulator or authority does not signify endorsement or approval by such authority of the products or services offered by EM.

probizxchange ltd. is approved to work inside the EEA and the accompanying administrative bodies have given their endorsement for probizxchange ltd to give cross outskirt investments benefits in their country:

FCA
Financial Conduct Authority

United Kingdom – Registration Number: 595195 The Financial Conduct Authority (FCA) is an independent non-governmental body, given statutory powers by the Financial Services and Markets Act 2000. It is a company limited by guarantee and financed by the financial services industry.
BaFin
Federal Financial Supervisory Authority

Germany – Registration Number: 131055 The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) administers banks, financial administrations suppliers, protection endeavors and securities exchanging. The goal of financial supervision is to guarantee the best possible working, steadiness and honesty of the German budgetary market.
ACP
French Prudential Supervisory Authority

France – Registration Number: 74397 The French Prudential Supervisory Authority (Autorité de Contrôle Prudentiel – ACP) is an autonomous managerial specialist, which screens the exercises of banks and insurance agencies in France. It works under the sponsorship of the French national bank, Banque de France.
CNMV
National Securities Market Commission

Spain – Registration Number: 3354 The Comisión Nacional del Mercado de Valores (CNMV) is the office responsible for overseeing and reviewing the Spanish Stock Markets and the exercises of the considerable number of members in those business sectors. It was made by the Securities Market Law, which founded the top to bottom changes of this section of the Spanish money related framework.
FINANSTILSYNET

Denmark – Registration Number: 9221 The Danish FSA is a piece of the Ministry of Business and Growth and goes about as secretariat for the Financial Business Council, the Danish Securities Council and the Money and Pension Panel.
Consob
Italy – Registration Number: 3597

The supervisory authority for the Italian financial products market; its aims are to protect investors and the efficiency, transparency and development of the market.